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Perhaps the most often asked question we receive is about sponsorship. Sponsorship is probably a misnomer because what you really need is an employer, who is typically a member of the NASD, to employ and then sponsor you. It is true that there are some securities licenses that do not require sponsorship from a NASD or exchange member firm. Unsponsored exams include the Series 3, Series 63, and Series 65. However, if you would like to take these exams, you still need to fill out a registration form (Form U-10) and pay the appropriate testing fee. The Form U-10 may be downloaded online from the NASD or by writing to the NASD:
NASD Information Services
9513 Key West Ave.
Rockville, MD 20850
(301) 590-6500
There are also some organizations that will sponsor you for a "fee." Be forewarned, that the majority of organizations offering this type of sponsorship will charge between $500-$1000.
We realize that it is somewhat frustrating that you need a "sponsor" to take the Series 7 exam, however, we remind you that we didn't make the rules and are only trying to convey accurate information.
New since March 1998: At long last (or finally), some organizations are willing to train and sponsor people (with pay) seeking to enter the securities industry. If you would like to contact these organizations, please use the form below. Note: sometimes you must relocate (depending upon where you are located), but this is a really great opportunity! In consideration of others, please submit only serious requests. Finally, feel free to cut and paste your resume in the "message" area.
Job Center
Perhaps the most often asked question we receive is about sponsorship. Sponsorship is probably a misnomer because what you really need is an employer, who is typically a member of the NASD, to employ and then sponsor you. It is true that there are some securities licenses that do not require sponsorship from a NASD or exchange member firm. Unsponsored exams include the Series 3, Series 63, and Series 65. However, if you would like to take these exams, you still need to fill out a registration form (Form U-10) and pay the appropriate testing fee. The Form U-10 may be downloaded online from the NASD or by writing to the NASD:
NASD Information Services
9513 Key West Ave.
Rockville, MD 20850
(301) 590-6500
There are also some organizations that will sponsor you for a "fee." Be forewarned, that the majority of organizations offering this type of sponsorship will charge between $500-$1000.
We realize that it is somewhat frustrating that you need a "sponsor" to take the Series 7 exam, however, we remind you that we didn't make the rules and are only trying to convey accurate information.
New since March 1998: At long last (or finally), some organizations are willing to train and sponsor people (with pay) seeking to enter the securities industry. If you would like to contact these organizations, please use the form below. Note: sometimes you must relocate (depending upon where you are located), but this is a really great opportunity! In consideration of others, please submit only serious requests. Finally, feel free to cut and paste your resume in the "message" area.